Auditing on the Brokerage Firms Systems
Name of service
IT Audit on accounting systems and infrastructure of the brokerage firms
Projects and Development, Programming, Infrastructure and communications
Recipients of Service
Available Forms to Perform Service
- Audit form on accounting systems
- Audit form on database
- Audit form on operating systems
- Audit form on infrastructure
IT auditing on accounting systems and infrastructure at the brokerage firms side to make sure of their compliance with the ASEand the JSC requirements.
Requirements and Conditions of Service
ASE membership for brokerage firms.
Official Documents showing how much the brokerage firms committed with ASE requirements
Steps and procedures for implementing the service
The ICT staff checks the accounting systems and infrastructure of the brokerage firm to make sure of their compliance with the ASE and the JSC requirements. They also request official documents that clarify brokerage firm’s commitment.
Approximate Time for Completing the Service
After completing all of the required Auditing procedures
Information & Communications Technology Dept. / ASE
- Tel: 0096265664109
- Ext 1601/1604